Seth Grano - CAUTION: May Be Harmful to Your Financial Health
The following is a brief breakdown of publicly available information regarding Seth Grano CFPÂ®, his securities sales practices, and his FINRA regulatory history.
Seth Erik Grano is a FINRA Registered Representative who is currently employed by brokerage firm Centaurus Financial based in Anaheim, California. Over the years, he has had frequent changes of employers within the industry. Since 2000, Mr. Grano has been with ten (10) different firms in as many as eight (8) different states. Investors should be aware that Mr. Grano has at least two (2) customer disputes on his FINRA Broker Report (or CRD), and his current employer, Centaurus Financial, has numerous reportable events.
According to Mr. Grano's CRD, clients have alleged misrepresentation regarding investments as well as activities involving the following investment products (among others) which were alleged to be unsuitable: annuities, direct investment -- DDP and LP interest, equipment leasing, and real estate security. Centaurus Financial has been named in at least seven (7) regulatory events related to possible securities fraud violations, and the firm has been the subject of investigations conducted by FINRA, the State of Nevada Division of Securities, and the State of New York Insurance Department (among others). These regulatory investigations involved the following investment products (among others): municipal securities, insurance, and annuities. The firm has also been named in at least four (4) FINRA arbitration claims filed by investors. These claims involved various investment types and causes of action.
The foregoing is but a brief summary of Mr. Grano's and Centaurus Financial's FINRA Broker Reports. To access Centaurus Financial's full CRD, you can visit http://brokercheck.finra.org and search for Seth Erik Grano.
If you have any questions about investments you made with either Mr. Grano or Centaurus Financial, or if you believe that you have been the victim of a securities fraud, a securities attorney may be able to help. Securities attorneys regularly represent clients using a contingency fee arrangement where the only attorneys fee paid is a percentage of monies recovered for the client.
Copyright Â© 2010 by The White Law Group, LLC All rights reserved.
A large majority of information in this report has been reproduced and may be copied for personal use and non-commercial distribution. All copies must include this copyright statement: Copyright Â© 2010 by The White Law Group, LLC All rights reserved.
More Review Details
- Monetary loss:
- Product or service
- Investment Portfolio
- Review category
- Financial Services
You May Also Like
- "Libby Muelhaupt wins Internet Liable suit against John "Twinkle Toes" Common. Proves in court John Common is a liar! June 19, 2013: Libby Muelhaupt (acknowledging she will never see the..."
- "Not trying to kill your dreams here. I’m trying to -save- you, your families, your friendships, and your money from this endless soul-sucking NIGHTMARE. I worked full-time for WFG in..."
- "Transamerica’s Financial Foundation Indexed Universal Life (FFIUL) policy is WFG’s top life insurance product. It’s the fat-commission policy my upline always pushed me to sell. I worked for WFG..."
- " I met Mr. Todd and his assistant Gene Kelly, from Todd Homes at the home to be inspected. The process took about 2 hours which seemed to be through...."
- "Sharon Clements Yesterday January 28th 2016 I went shopping at the Wal-Mart in Tampa Florida at 1505 N Dale Mabry Hwy. I went shopping without my husband for the first time..."
- "I purchased the case (3 boxes, total of 18 packs) of Kellogg's PopTarts a couple of weeks ago and upon opening the individual packages noticed that the product was wet..."
- "Order 32 chairs, 12 of them either have scratch or nails through the back to the front. They never sent me any tracking numbers or delivery date even I called..."
- "My husband was eating a zinger today and found an actual ROCK in the cake. If he had bitten down too hard he would have broken his dentures. The rock..."
- "No, I would not order ANY pillow made with memory foam. Cut up memory foam won't be any better than intact memory foam and PROBABLY A WHOLE LOT WORSE. The..."