Seth Grano - CAUTION: May Be Harmful to Your Financial Health

1 of 1 Seth Grano reviews

The following is a brief breakdown of publicly available information regarding Seth Grano CFP®, his securities sales practices, and his FINRA regulatory history.

Seth Erik Grano is a FINRA Registered Representative who is currently employed by brokerage firm Centaurus Financial based in Anaheim, California. Over the years, he has had frequent changes of employers within the industry. Since 2000, Mr. Grano has been with ten (10) different firms in as many as eight (8) different states. Investors should be aware that Mr. Grano has at least two (2) customer disputes on his FINRA Broker Report (or CRD), and his current employer, Centaurus Financial, has numerous reportable events.

According to Mr. Grano's CRD, clients have alleged misrepresentation regarding investments as well as activities involving the following investment products (among others) which were alleged to be unsuitable: annuities, direct investment -- DDP and LP interest, equipment leasing, and real estate security. Centaurus Financial has been named in at least seven (7) regulatory events related to possible securities fraud violations, and the firm has been the subject of investigations conducted by FINRA, the State of Nevada Division of Securities, and the State of New York Insurance Department (among others). These regulatory investigations involved the following investment products (among others): municipal securities, insurance, and annuities. The firm has also been named in at least four (4) FINRA arbitration claims filed by investors. These claims involved various investment types and causes of action.

The foregoing is but a brief summary of Mr. Grano's and Centaurus Financial's FINRA Broker Reports. To access Centaurus Financial's full CRD, you can visit http://brokercheck.finra.org and search for Seth Erik Grano.

If you have any questions about investments you made with either Mr. Grano or Centaurus Financial, or if you believe that you have been the victim of a securities fraud, a securities attorney may be able to help. Securities attorneys regularly represent clients using a contingency fee arrangement where the only attorneys fee paid is a percentage of monies recovered for the client.

-----------------------------------------------------------------------------

Copyright © 2010 by The White Law Group, LLC All rights reserved.

A large majority of information in this report has been reproduced and may be copied for personal use and non-commercial distribution. All copies must include this copyright statement: Copyright © 2010 by The White Law Group, LLC All rights reserved.

This review is a subjective opinion of a user.
Report Comment Private message author

More Review Details

Monetary loss:
$100
Product or service
Investment Portfolio
Review category
Financial Services
review #318397 by
Had an experience with Seth Grano? Submit review ›
Helpful? 2 Yes 2 0 No 0
Had the same issue 1 Yes 1
1 of 1 Seth Grano reviews
Comment as anonymous As anonymous or Log in
OR Is it your business? Respond to your
customers as verified company representative.
Apply for a Free Plan
Anonymous

Jun 13, 2015 #994785 Kailua Kona, Hawaii, United States

The darkest day in a man's career is that wherein he fancies there is some easier way of getting a dollar
than by squarely earning it.

0 0 Reply
Great comment! Would you like to convert it into review?

You will be able to edit the text before publishing.

 
×
You were reading a complaint about Seth Grano.
Filing a new complaint about
×